Kauri Legal Solutions
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Kauri Legal Solutions
01About us 02What we do 03How we work 04Services
ES EN DE
Let’s talk

Compliance

Commitment to compliance and professional ethics

Kauri Legal Solutions carries out its activities in strict compliance with applicable law and the professional rules governing the legal profession. Compliance is an essential principle of the organisation and of the way in which the firm provides its services.

The firm acts in accordance with the principles of integrity, independence, confidentiality and professional rigour, promoting a corporate culture based on respect for applicable regulations and the ethical standards of the international legal profession.

Compliance system

Kauri Legal Solutions has an internal compliance system made up of policies, procedures and controls aimed at preventing legal risks and ensuring the proper conduct of its activities.

This system applies to all professionals of the firm and is subject to periodic review in order to ensure that it remains updated and effective.

Areas of compliance

The compliance system of Kauri Legal Solutions covers, among others, the following areas:

  • Prevention of criminal risks within the organisation
  • Prevention of money laundering and terrorist financing
  • Fight against corruption and fraud
  • Protection of personal data and confidentiality of information
  • Professional secrecy
  • Management of conflicts of interest
  • Information security

Culture of compliance

Kauri Legal Solutions promotes a culture of compliance through the continuous training of its professionals and the internal dissemination of its policies and procedures.

Effective compliance requires the involvement of all members of the firm in the exercise of their professional activity.

Internal reporting channel

The firm has internal mechanisms for reporting potential irregularities, guaranteeing the confidentiality of communications and their proper handling in accordance with applicable regulations.

Monitoring and update

The compliance system is subject to ongoing monitoring and continuous improvement in order to adapt it to regulatory changes and to the evolution of the firm’s activities.

Institutional commitment

Compliance forms part of Kauri Legal Solutions’ commitment to service quality, client trust and the proper practice of law.

Kauri Legal Solutions

C/ Agustín de Foxá, 4.
Edif. Aqua · 28036 Madrid

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